WFG Investments Inc., of Texas, is facing a $650,000 “global fine” by the Financial Industry Regulatory Authority Inc. (FINRA) Last March WFG agreed to pay $200,000 over an alleged stock-fraud scheme. The reasons for the latest fine has not yet been revealed. "Global fines" are given when regulators are trying to settle long running or […]

In an August 8, 2014, SAN ANTONIO EXPRESS NEWS article, Patrick Danner writes about the stock broker Matthew A. Bell, and others, charged with securities fraud. Bell was arrested last month after he, along with six others, were indicted in a $300 million stock manipulation scheme. The Securities and Exchange Commission (SEC) also filed civil […]