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August 9, 2025
FINRA Suspended Spartan Capital Broker Michael Dugan For Excessive Trading

FINRA suspended securities broker Michael Joseph Dugan (also known as Michael Joe Dugan and Mike Dugan) [CRD: 2824966, Staten Island, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Dugan worked for Alexander Capital, L.P. in Staten Island and Red Bank from July 11, 2024 to June 26, 2025. […]

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