Securities Broker Mike Farrell (Aegis Capital Corp) Accused Of Sales Practice Violations The Financial Industry Regulatory Authority (FINRA) has new disclosures on BrokerCheck regarding securities broker Michael James Farrell (“Mike Farrell”) (CRD#: 2282842, Red Bank, New Jersey). Namely, Farrell, who worked as a securities broker for Aegis Capital Corp from August 2016 to May 2019, […]