FINRA Fines J.W. Cole Broker For Borrowing From Customer Michael T. Swingle (CRD #723350, Clearwater, Florida), who was a registered representative of J.W. Cole Financial, Inc. between August 29, 2007 and November 3, 2016, consented to paying a $5,000 fine and being suspended by the Financial Industry Regulatory Authority (“FINRA”) from acting as a broker […]