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March 17, 2015
Former Wells Fargo Advisors Miami Broker Fined and Suspended by FINRA Over Wire Transfer

The Soreide Law Group, based in Florida (888) 760-6552, obtained the following summary from FINRA’s website, under “Disciplinary and Other FINRA Actions March 2015.” Michael Vincent Borja (CRD #5451360, Miami, Florida) was assessed a deferred fine of $5,000 and suspended by FINRA for 45 days for allegedly proceeding with wire transfer requests, from an imposter […]

August 15, 2014
Former Wells Fargo Miami Financial Advisor Barred in Florida for Seven Years Due to 'Trust Violations'

MICHAEL V. BORJA (CRD# 5451360) has been barred from working in the financial industry in the State of Florida for seven years after he was cited by regulators for alleged 'violations of trust.' In an August 8th. order, the Florida Office of Financial Regulation said that Michael Vincent Borja, a former wealth advisor with Wells […]

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