Soreide Law Group is investigating possible investor claims against securities broker Michelle Liao Wu [CRD: 3046373, San Jose, California]. Notably, FINRA sanctioned the securities broker, who worked for Principal Securities, concerning discretionary trading. Here is a brief summary of FINRA’s allegations against Wu. Wu Sanctioned By FINRA For Discretionary Trading Evidently, on June 16, 2023, […]