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August 2, 2017
Former Pennsylvania Broker, David Wells, Barred by FINRA

Soreide Law Group obtained the following information from FINRA’s July 2017 Disciplinary Report:  David Wesley Wells (David Wells) (CRD #3252656, Hanover, Pennsylvania)   Has been barred by FINRA from acting as a broker or otherwise associating with firms that sell securities to the public for allegedly refusing to produce information and documents FINRA requested during […]

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