ATTENTION INVESTORS: Losses From JAMES LUNSFORD? James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic Capital Corporation securities broker. Notably, Lunsford, who worked for Mid Atlantic Capital Corporation from May 3, 2004 to December 4, 2015, discloses six client disputes on FINRA James Lunsford (CRD#: 2222307, Sonoma, California) is a prior Mid Atlantic […]

Soreide Law Group (888-760-6552) obtained the following information from FINRA’s June 2017 Disciplinary Report:  Mid Atlantic Capital Corporation (CRD #10674, Pittsburgh, Pennsylvania)  was censured and fined $100,000 by FINRA for allegedly failing to adequately supervise the private securities transactions of their two registered representatives. FINRA’s findings stated that at the time of their association with […]