Soreide Law Group (888-760-6552) obtained the following information from FINRA’s June 2017 Disciplinary Report:  Mid Atlantic Capital Corporation (CRD #10674, Pittsburgh, Pennsylvania)  was censured and fined $100,000 by FINRA for allegedly failing to adequately supervise the private securities transactions of their two registered representatives. FINRA’s findings stated that at the time of their association with […]