Broker Thomas Laws Involved In Avantax Investors' Complaints Another investor appears to have disputed the sales practices of securities broker Thomas H. Laws (CRD#: 4494448, Silver City, New Mexico). The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report on Laws shows that two investors disputed his sales practices. Not only that, but both SEC and FINRA […]

ROGER KROEGER CRD#: 1526864, a 62 year-old broker who had been with Invest Financial Corporation in Ft. Lauderdale, Florida, has been accused by the Broward Sheriff’s Office, along with his sister, of misappropriating approximately $300,000 from the investment account of a 92 year-old woman from Pompano Beach, Florida. According to the SunSentinel, Kroeger and his […]