Investors have come forward with complaints about securities broker Gary Isler (CRD: 1514385, Lawrenceville, New Jersey). Evidently, the securities broker, who worked for David Lerner Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, David Lerner Associates Inc. clients allege that Isler made unsuitable recommendations, made misrepresentations, made omissions, and breached […]

Investors have come forward with complaints about securities broker Craig Eugene Friedrichsen (also known as Coach Craig) (CRD: 2774629, Topeka, Kansas). Evidently, the securities broker, who worked for Voya Financial Advisors Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Voya Financial Advisors Inc. clients allege that Friedrichsen gave unsuitable advice. For […]

Soreide Law Group is investigating possible investor claims against securities broker Hans Patrick Kulicke Eveillard (CRD: 7190141, Sarasota, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Northwestern Mutual Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including […]

Investors have come forward with complaints about securities broker Todd David Ellis (CRD: 2202633, New York, New York). Evidently, the securities broker, who worked for RBC Capital Markets LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, RBC Capital Markets LLC clients allege that Ellis made unsuitable recommendations. For more on these […]

Soreide Law Group is investigating possible investor claims against securities broker Frederick Lanfear Browne (CRD: 33217, Radnor, Pennsylvania). Notably, Janney Montgomery Scott LLC terminated the securities broker for cause. Supposedly, Browne possibly engaged in unauthorized trading. Here is a brief summary of Janney Montgomery Scott LLC’s allegations against Browne as well as information about investor […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Mitchell Scott Biernick (CRD: 2690172, Ronkonkoma, New York). Not only has FINRA sanctioned Biernick for failing to testify when FINRA investigated him for potential FINRA rule violations on suitability, but investors disputed his sales practices. However, Biernick denies the allegations. Read on to […]

Soreide Law Group is investigating possible investor claims against securities broker Erkan Eric Afacan (CRD: 2563297, Paramus, New Jersey). Evidently, Cambridge Investment Research Inc. permitted Afacan to resign amid allegations of his misconduct. Here is a brief summary of Cambridge Investment Research Inc.’s and investors’ allegations against Afacan. Cambridge Investment Research Inc. Terminates Afacan For […]

Investors complained about securities broker Edward Chong Yoon (CRD: 2408137, Pasadena, California). Notably, the securities broker, who worked for First Allied Securities Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, First Allied Securities Inc. clients allege that Yoon made unsuitable recommendations. For more on these disclosures about Yoon, see below. First […]

Soreide Law Group is looking into possible investor claims against securities broker Scott Curtis Wilson (CRD: 861144, New York, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Evidently, investors allege sales practice violations in these disputes, including that […]