Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Scottie Brent Chitwood (CRD #4469472, Registered Representative, Estill Springs, Tennessee) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Chitwood consented to […]

The following information is from FINRA’s website under, “Disciplinary and Other FINRA Actions, May, 2012.” Sean Donald Premock (CRD #3175558, Registered Representative, Fort Lauderdale, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Premock […]

The following information is from FINRA’s website under “Disciplinary Actions, March, 2012:"   Allan Anthony Scheer (CRD #2775825, Registered Principal, Melbourne, Florida)   submitted an Offer of Settlement in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for four months. The fine is to be paid upon […]