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September 26, 2020
Invested In Vida Longevity Fund?

Financial Advisors Might Have Sold Misrepresented, Unsuitable Investments In Vida Longevity Fund, LP The investment loss lawyers at Soreide Law Group are reviewing possible investor claims against financial advisors who potentially recommended unsuitable or misrepresented investments in Vida Longevity Fund LP which has allegedly declined in value. Namely, this investment has experienced quite a bit […]

February 7, 2012
FINRA Cracking Down on Risky REITs, VAs, Private Placements and on B-Ds' Fees

In an article for InvestmentNews.com, on February 1st, 2012, Mark Schoeff Jr. writes that in a market defined by low interest rates, investors are searching for higher returns. But brokers better be careful how they try to deliver those results, according to their primary regulator. In a 16 page letter posted on its website, the Financial Industry […]

November 29, 2011
Next Financial Group, Inc., Ordered to Pay $2M to Clients Over Provident Royalties Private Placements

In a November 28, 2011 article for InvestmentNews.com, Bruce Kelly writes that Next Financial Group, Inc. has agreed to pay $2 million in restitution to clients who bought oil and natural gas private placements of Provident Royalties LLC, which the Securities and Exchange Commission in 2009 accused of fraud. In a Financial Industry Regulatory Authority Inc. […]

August 22, 2011
Should 'Life Settlements' be Defined as 'Securities?'

It was reported that on July 22, 2011, the Securities and Exchange Commission (SEC) released a report from its Life Settlements Task Force which recommended that the SEC urge Congress to amend the federal securities laws to include life settlements as securities. The SEC report also recommended that the SEC monitor brokers and providers to assure […]

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