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August 5, 2024
Robert Meyer Expelled As Securities Broker By FINRA

Financial Industry Regulatory Authority (FINRA) barred securities broker Robert Steven Meyer [CRD: 3074785, Point Pleasant Beach, New Jersey], and some of his former clients complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Meyer worked for Monmouth Capital Management LLC from July 25, 2018, to June 9, 2023. Here’s more on […]

July 23, 2023
FINRA Sanctions Jason Pintus

Soreide Law Group is investigating possible investor claims against Jason Lee Pintus (CRD: 5239408, Point Pleasant Beach, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for Monmouth Capital Management LLC. Allegedly, Pintus failed to testify when FINRA conducted an investigation. Here is a brief summary of FINRA’s allegations against Pintus. Pintus Barred By […]

March 15, 2023
FINRA Sanctions Caz Craffy

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Caz Craffy (also known as Carz Craffy) (CRD: 5222223, Point Pleasant Beach, New Jersey). FINRA sanctioned Craffy for his failure to provide Information in an investigation. However, Craffy denies the allegations. Read on to learn more about the allegations against Craffy. Craffy Sanctioned […]

September 24, 2020
Dennis Murphy Excessively Traded, Clients Say

Expelled Broker Dennis Murphy Allegedly Made Excessive, Unsuitable Trades Soreide Law Group is investigating whether to bring investment related complaints or lawsuits against Monmouth Capital Management securities broker Dennis James Murphy (CRD#: 4840274, Red Bank, New Jersey). Namely, FINRA issued the most severe of sanctions – a bar – to Murphy in May 2020. This […]

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