Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Bishop, Rosen & Co., Inc. (CRD #1248, New York, New York) was censured, fined $32,500, ordered to pay $7,613.14, plus interest, in restitution to customers, and required to revise its […]

Municipal bonds (also known as "munis") are beginning to look tempting — but investors who buy munis in a hurry can sometimes hand over their first year’s worth of income to their broker, writes Jason Zweig in a recent article for Wall Street Journal. However, with a few simple steps, you can control your risk […]