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July 12, 2014
Lars Soreide, of Soreide Law Group, Quoted in InvestmentNews Regarding Filing of Two FINRA Cases Against Former Sterne Agee Broker

Dean Mustaphalli, a former Sterne Agee Financial Services Inc. broker, has been charged by the Financial Industry Regulatory Authority Inc.(FINRA) for allegedly operating a $6 million hedge fund, Mustaphalli Capital Partners, and receiving commissions without informing his firm. Mustaphalli began his fund in 2011 and may be expelled by FINRA for allegedly operating the hedge […]

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