(Note to our readers: Soreide Law Group has filed 3 FINRA arbitrations against Dean S. Mustaphalli for our clients in New York totaling over $1 million in losses.) Dean Sadrudin Mustaphalli (CRD #2792038, Commack, New York) was assessed a deferred fine of $20,000, suspended from association with any FINRA member in any capacity for two […]

Dean Mustaphalli, a former Sterne Agee Financial Services Inc. broker, has been charged by the Financial Industry Regulatory Authority Inc.(FINRA) for allegedly operating a $6 million hedge fund, Mustaphalli Capital Partners, and receiving commissions without informing his firm. Mustaphalli began his fund in 2011 and may be expelled by FINRA for allegedly operating the hedge […]