The following appeared on FINRA's website in 'Disciplinary Actions, October, 2011.' TD Ameritrade, Inc. (CRD #7870, Bellevue, Nebraska)  submitted a Letter of AcceptanceWaiver and Consent in which the firm was censured and fined $100,000 by FINRA. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings […]