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May 18, 2023
FINRA Fines Nigel James

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Nigel James (CRD: 4490687, Garden City, New York). Not only has FINRA sanctioned James for engaging in excessive and unsuitable trading, but investors disputed his sales practices. However, James denies the allegations. Read on to learn more about the allegations against James. James […]

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