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June 5, 2015
Former Plano Texas Broker Fined, Ordered to Repay Commissions, and Suspended by FINRA

Leslie Lynn King (CRD #5280908, Prosper, Texas) Alternate Names: LESLIE LYNN CAMPBELL was assessed a deferred fine of $10,000, required to pay $50,000 in deferred disgorgement of commissions received, plus interest, and suspended from association with FINRA members for two years for allegedly aiding and abetting a non-registered person to participate in the securities business. […]

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