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January 22, 2019
Former NTB FINANCIAL CORPORATION Broker GEORGE MCCAFFREY Fined and Suspended by FINRA

GEORGE LOUIS MCCAFFREY III (GEORGE MCCAFFREY) CRD#: 847377, formerly with NTB FINANCIAL CORPORATION of Englewood, Colorado, was suspended and sanctioned by FINRA following allegations of participating in private securities transactions. On September 10, 2018, without admitting to or denying the findings, GEORGE MCCAFFREY consented to the sanctions and to the entry of findings that without […]

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