JUSTIN TEX ROBERTO was previously registered as a broker and is currently registered as an investment advisor.  Roberto was discharged from MML INVESTORS SERVICES LLC of Virginia Beach, Virginia. According to FINRA’s BrokerCheck, there is an “Employment Separation after Allegations” listed on JUSTIN TEX ROBERTO’s FINRA CRD report dated October 9, 2024. The allegations listed […]

According to FINRA’s BrokerCheck, on June 14, 2023, BRODY R BRAY, was suspended by FINRA for six months, from 6/20/2023 to 12/19/2023, and sanctioned $10,000.00. Bray was formerly with AMERICAN PORTFOLIOS FINANCIAL SERVICE, INC. of  Atlanta, GA. Without admitting or denying FINRA’s findings, BRODY R BRAY consented to the sanctions and to the entry of […]

The Pompano Beach, Florida-based, Soreide Law Group, has obtained the following information from FINRA’s website under, “Disciplinary and FINRA Actions, December 2020,” regarding the former Allstate Financial Services of Pompano Beach, Florida, broker James Ortega (CRD #6676466, Pompano Beach, Florida). Ortega was assessed a deferred fine of $5,000 and suspended from association with any FINRA […]