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November 14, 2017
ExGen Texas Power (EGTP) Holdings LLC and ExGen Texas Power LLC File for Chapter 11 Bankruptcy

Exelon Corp. announced on November 7, 2017, that its Texas subsidiary ExGen Texas Power (EGTP) Holdings LLC and ExGen Texas Power LLC filed for Chapter 11 bankruptcy with hopes of reducing debt at the companies. Exelon Corp has hired a debt restructuring adviser to help evaluate options for its merchant power plant subsidiary ExGen Texas Power LLC. The move comes […]

November 10, 2017
Former RBC CAPITAL MARKETS of West Palm Beach, LISA J LOWI, Barred by FINRA

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s BrokerCheck, available to the public on FINRA’s website, concerning former West Palm Beach, Florida broker: LISA J LOWI (Also Known As:  LISA JACQUELINE LOWI, LISA LOWI, LISA JACQUELINE VINEBERG) CRD#: 1347790 On November 3, 2017, FINRA barred LISA J LOWI from […]

October 19, 2017
Soreide Law Group Files FINRA Arbitration on Behalf of Clients Against RAYMOND JAMES FINANCIAL SERVICES, INC.

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against:  RAYMOND JAMES FINANCIAL SERVICES, INC.   The Claimants, a retired, married couple from New Jersey, relied on Kenneth Joseph Fitzpatrick CRD# 1850858, who was an employee and registered representative of RAYMOND JAMES, to manage their money through retirement. The Claimants […]

August 4, 2017
Did Your Broker Recommend Miller Energy?

Miller Energy Resources Inc., an oil and gas driller that operates in Alaska, filed for bankruptcy protection on October 1, 2015. The filing came after the U.S. Securities and Exchange Commission (SEC) charged the company and three officials of allegedly inflating the value of the company's Alaska oil and gas properties by $400 million. Miller […]

July 3, 2017
Did Your Broker Recommend Quicksilver (KWK) Oil and Gas Stock?

Soreide Law Group is investigating broker/dealers who sold, the now bankrupt, Quick Silver oil and gas stock to their clients without informing them of the potential risks involved with these investments.  Any broker/dealer who held this stock for a client and watched it go to $0 with no downside protection or risk strategy may be […]

May 22, 2017
Did Your Broker Recommend High-Concentration of Houston American Energy Corp. (HUSA) stock?

Soreide Law Group is investigating, on behalf of clients who suffered devastating losses, broker/dealers who over-concentrated their clients in: Houston American Energy Corp. (HUSA) 52 Week Range 0.16 - 0.49 Houston American Energy Corp. is an independent energy company. HUSA acquires, explores, develops, and produces natural gas, crude oil, and condensate from properties located principally […]

May 10, 2017
Did You Invest in KGTA Petroleum with former Ohio broker JEREMY HIXSON of US BANCORP INVESTMENTS?

JEREMY SHAWN HIXSON (also known as: JEREMY HIXSON, JERRY S HIXSON, JERRY SHAWN HIXSON, JERRY HIXSON) CRD#: 2685988 Has been barred by both FINRA and the SEC from acting as a broker or investment adviser or otherwise associating with firms that sell securities or provide investment advice to the public. According to the SEC documents, […]

April 4, 2017
Did Your Broker Recommend High Concentrations of Oil and Gas Stock?

Soreide Law Group is investigating potential claims, on behalf of investors, against Joe Zenker of Raymond James & Associates of Nashville, Tennessee.  At least one claim has been filed that involves the alleged selling of large concentrated positions of oil and gas investments and oil and gas master limited partnerships (MLPs). Soreide Law Group was […]

March 8, 2017
Did Your Broker Recommend BP Prudhoe Bay Royalty Trust (BPT)?

Soreide Law Group is currently investigating claims on behalf of clients whose brokers recommended a high concentration of BP Prudhoe Bay Royalty (BPT). Many of these investors were recommended by their brokers that they invest heavily in this oil stock. These investors watched as the price of crude oil plummeted along with their investments, and […]

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