Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: RAYMOND JAMES & ASSOCIATES, INC. The Claimant, a resident of Florida, brings this action to recover losses due to RAYMOND JAMES & ASSOCIATES allegedly mishandling savings entrusted to its care, by over-concentrating the Claimant’s portfolio in speculative oil investments such […]

The Financial Industry Regulatory Authority Inc. (FINRA) filed a complaint August 25th. 2016, against ex-broker, CHRISTOPHER B. ARIOLA (CRD# 2957096) (Alternate Name: CHRISTOPHER BASILE ARIOLA).  Allegedly while working for Bay Mutual Financial, of Santa Monica, California, Ariola recommended that three elderly retirees invest a substantial portion of their retirement savings in gold and energy stocks […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their client against WELLS FARGO ADVISORS LLC, (“Wells Fargo”),  and Wells Fargo advisor John B. Leonard (CRD# 2113842). The Claimant, is a 58 year old retiree from Ohio, who lives off the income generated from her investments and her teacher’s pension. Her investment objective […]