Raymond James' Taek Chong Allegedly Fleeces Clients Investors have brought lawsuits regarding barred financial advisor Taek Chong [CRD#: 1551473, Mercer Island, Washington]. Supposedly, the financial advisor, who worked for Raymond James Financial Services from 2000 to 2018, discloses four investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Significantly, Raymond James clients suggest that they […]

Soreide Law Group obtained the following from FINRA’s June 2017 Disciplinary Report:  Bernard G. McGee (CRD #1203327, Cazenovia, New York) was barred by FINRA and ordered to pay $237,643.25, plus interest, in restitution to a client. The SEC sustained FINRA’s findings and sanctions following McGee’s appeal of the NAC decision. These sanctions were based on […]