According to FINRA’s BrokerCheck, in May of 2017 there were allegations brought against, PHILIP JAY PATLIS (CRD#: 1256755), a broker who is currently with SHEARSON FINANCIAL SERVICES, LLC, of Boca Raton, Florida. The Claimant alleged that his accounts were over-concentrated in collateralized mortgage obligations (CMOs) from September of 2015 through November of 2016. The Claimant […]