Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Luke M. Johnson (also known as Luke Johnson) [CRD: 3257008, Scottsdale, Arizona]. Johnson worked for Coastal Equities, Inc. from April 2012 to December 2019. Recent disclosures reveal concerns about Johnson’s conduct, including allegations of unsuitable recommendations, misrepresentation, and regulatory violations. Coastal Equities Client Files […]

INVESTOR ALERT: Claims Against Michael Fitzgerald For Unsuitable Equity Investments Michael Edward Fitzgerald (CRD#: 209062, San Francisco, California) is a prior Morgan Stanley registered representative who worked at the firm’s San Francisco offices from June 1, 2009 to June 1, 2018. Apparently, Fitzgerald has sold investors equities including LINN Energy, Inc. (OTC: LNGG) and Seadrill […]

Soreide Law Group recently filed a FINRA arbitration on behalf of their clients (Claimants) against: MORGAN STANLEY and their former registered representative, MICHAEL EDWARD FITZ-GERALD (MICHAEL EDWARD FITZGERALD) CRD# 209062 (Respondents)  The Claimants are a retired, married couple living in California. MICHAEL EDWARD FITZ-GERALD, was an employee and registered representative of MORGAN STANLEY. The lawsuit […]

Soreide Law Group has filed several FINRA arbitrations on behalf of our clients against brokers/dealers who have recommended high-risk oil and gas stocks to investors who have conservative portfolios causing devastating losses to their irreplaceable retirement funds. ABRAHAM HEIMANN CRD#: 1315922, a broker formerly with Oppenheimer and Cetera Advisors in the Atlanta, Georgia area, had yet […]