Investors reportedly complained about securities broker John Kenyon Lang [CRD: 2830417, Scarsdale, New York], based on public information found on FINRA BrokerCheck. Evidently, Lang has worked for Park Avenue Securities LLC in Rye Brook, New York since May 3, 1999, and has also been registered as an investment adviser with the same firm in Scarsdale, […]

FINRA barred securities broker Glenn Ngo [CRD: 7200876, San Diego, California], according to public information on FINRA BrokerCheck. Notably, Ngo worked for Park Avenue Securities LLC from March 22, 2023 to March 4, 2025, and Northwestern Mutual Investment Services LLC from February 11, 2022 to March 21, 2023. Read on to learn more about the […]

One or more investors might have sustained losses because of securities broker John Colwell Kauzlarich (also known as Jake Kauzlarich) [CRD: 5096866, Overland Park, Kansas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kauzlarich has worked with Park Avenue Securities LLC since August 14, 2008, and has also served as an investment adviser […]

Investors might have sustained losses because of securities broker Richard John Webb [CRD: 6712838, Beachwood, Ohio], according to disclosures on FINRA BrokerCheck. Evidently, Webb worked for Park Avenue Securities LLC from August 6, 2019, to February 3, 2023. Keep reading to learn more about Richard Webb’s disclosures. Regulator Sanctioned Webb For Failing To Respond To […]

Securities Broker Nick Palumbo, Who FINRA Barred, Is Involved In An Investor Dispute The Soreide Law Group has come across important information regarding securities broker Nicholas Richard Palumbo (“Nick Palumbo”) (CRD#: 1069948, Armonk, New York). It appears that an investor challenged Palumbo’s sales practices at Park Avenue Securities LLC, where he worked from May 1999 […]

Park Avenue Securities' Robert Wynn Involved In Investors' Suitability Disputes Investors have come forward to challenge the sales practices of securities broker Robert Charles Wynn (CRD#: 2458453, Glendale, California). The securities broker, who worked for securities firm Park Avenue Securities from 1999 to 2017, is involved in at least seven investor disputes. Notably, investors allege […]