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October 31, 2017
Paul Vincent Blum, Former Broker with RBC CAPITAL MARKETS, LLC of West Palm Beach Barred by FINRA

Soreide Law Group, based in Pompano Beach, Florida, obtained the following information from FINRA’s website under “Disciplinary and Other FINRA Actions October, 2017,” which is available to the public, regarding Florida broker:  Paul Vincent Blum (CRD #735003, Jupiter, Florida) Blum was was barred by FINRA for allegedly refusing to appear for FINRA on-the-record testimony during […]

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