Soreide Law Group obtained the following information from FINRA’s website listed on the January 2021 Disciplinary Actions, for broker, Philip Simone, formerly with AXA Advisors of Irvine, California. On November 13, 2020, Philip Anthony Simone (CRD #1623827) was issued an Acceptance, Waiver and Consent (AWC) in which Simone was assessed a deferred fine of $12,500, […]