A broker/dealer, FSC SECURITIES CORPORATION, which is in the Advisor Group, is facing a multi-million dollar arbitration claim by thirteen investors alleging that three of their brokers made unsuitable recommendations by over-concentrating the clients’ portfolios with high-commission, illiquid alternative investments. Many of the investors who filed the claim on July 23, 2019, with the Financial […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTER STREET SECURITIES, INC. (Respondent) The Claimants, a married couple from Arizona, bring this action to recover financial losses they sustained allegedly due to the Respondent’s mishandling of the Claimants’ assets by failing to properly allocate and diversify Claimants’ retirement […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: FIRST ALLIED SECURITIES, INC. (Respondent) The Claimant, who resides in Kentucky, maintained an investment relationship with the Respondent and its Financial Advisor, Christopher Douglas Risher (Chris Risher) CRD#: 4325125.  Chris Risher has not been named in the lawsuit.  FIRST ALLIED […]