Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
April 17, 2013
FINRA Files Cease-And-Desist Order Against Success Trade Securities

The Financial Industry Regulatory Authority (FINRA) recently filed a cease-and-desist order against Success Trade Securities. Allegedly the online investment firm scammed its investors, which included a number of professional athletes. FINRA issued a complaint against Success Trade and its CEO and President, Fuad Ahmed, accusing fraud in the sales of $18 million in notes issued […]

January 30, 2013
Does Your Stock Broker Owe You Money?

With the stock market crash of 2008-2009 there has been an onslaught of investors filing lawsuits against their stock brokers and brokerage firms for providing them with unsuitable advice. There is a direct inverse correlation with stock index averages and new case filings. In other words, in a down market more cases are filed. Many […]

December 13, 2012
$42 Million Ponzi-Like Scheme Shut Down by SEC

The Securities and Exchange Commission (SEC) announced that it obtained an emergency court order to halt an alleged Ponzi-like scheme operated by Small Business Capital Corp. and its principal Mark Feathers, who raised $42 million by selling securities issued by Investors Prime Fund LLC and SBC Portfolio Fund LLC - two mortgage investment funds they […]

October 15, 2012
Not Just the Rich and Famous Fall Prey to Investment Fraud

It's not just the rich or famous anymore. Many scam artists prey on people from all ages and walks of life, often targeting those they already know - perhaps they attend the same church or knitting club - in so-called "affinity fraud," writes Carolyn Said of the Houston Chronicle in a recent article. Victim advocacy […]

October 26, 2011
Ex-Brokers from Edward Jones Under FBI Investigation Over Alleged Ponzi Scheme

The FBI is investigating two former Edward Jones brokers based in South Dakota for their role in a “selling-away” case that involved raising money from clients who invested in an alleged Ponzi scheme writes Bruce Kelly in a September 28, 2011, article in InvestmentNews.com. Kelly writes that according to Jones, a client brought the matter […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2022 Soreide Law Group, PLLC  |  All Rights Reserved