Soreide Law Group has filed a FINRA arbitration, on behalf of our client (Claimant), against: AMERIPRISE FINANCIAL SERVICES, INC. (Respondent) The Claimants, a widow in her eighties living in New Jersey and her now deceased husband, were extremely conservative investors who invested primarily in tax free municipal bonds.  While at AMERIPRISE, they were with broker, […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: HENNION & WALSH, INC. The Claimants, a married couple from New Jersey, were referred to HENNION & WALSH broker, Joseph Ismael Rodriguez (“Rodriguez”), CRD# 3093506, in 2012. The lawsuit alleges that the Claimants told Rodriguez that their investment objectives were […]