Investors apparently complained about securities broker Anthony Sica [CRD: 1332626, New York, New York], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Sica worked for Joseph Gunnar Co. LLC from October 31, 2003, to June 21, 2024. Read on to discover more about disclosures involving Sica, including regulatory actions and client […]

Investors have reportedly disputed the sales practices of securities broker John Charles Wilson II [CRD: 5974073, York, South Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Wilson worked for Edward Jones from October 21, 2011, to September 22, 2025. Keep reading to find out more about the […]

Investors potentially experienced sales practice violations by securities broker William Bernard Tunink (also known as Bill Tunink) [CRD: 2738224, West Des Moines, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Tunink worked for LPL Financial LLC from October 29, 2021, to September 23, 2025, and for Avantax Investment […]

Investors apparently complained about investment adviser Claud Arthur Haws Sr. (also known as Art Haws) [CRD: 2051664, Franklin, Tennessee], according to public information on FINRA BrokerCheck. Evidently, Haws worked for Mercer Global Advisors Inc. as a Senior Wealth Advisor and Director from January 1, 2022, to the present, and previously for HawsGoodwin Investment Management LLC […]