Ameritas Broker Robert Gianchiglia Purportedly Misrepresents Facts Relating To Securities Transactions Investors are voicing complaints and serious concerns in regard to securities broker Robert Gianchiglia [CRD#: 2117250, Worcester, Massachusetts]. Evidently, Gianchiglia worked for Ameritas Investment Corp. between August 2005 and May 2017 and joined USA Financial Securities Corporation in April 2017. Notably, Gianchiglia discloses six […]

David Leonard Potter (CRD #2991638, St. Petersburg, Florida) was assessed a deferred fine of $15,000 and suspended by FINRA for five months for allegedly participating in a private offering before his member firm approved the offering and after the firm requested that he cease participation. FINRA's findings stated that Potter failed to file the offering […]

  Tsarina Lau Branyan (CRD #5628096, Registered Representative, Huntington Beach, California) has been fined $7500.00 and was suspended from associating with FINRA members in any capacity for 20 business days. This fine is payable when Branyan re-enters the securities industry. These sanctions were based on FINRA's findings that Branyan sold, or participated in the sales of, securities without […]

Newbridge Securities Corporation (CRD #104065, Fort Lauderdale, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $20,000.   Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to provide material information to customers […]