Massachusetts Regulator Investigates Firms Selling Private Placements Secretary of the Commonwealth of Massachusetts, William Francis Galvin, announced in a public statement on July 2, 2018 that his office will be conducting an inquiry into ten brokerage firms within the state of Massachusetts that sell private placements out of concern that the investments are being sold […]

Soreide Law Group, PLLC, is currently investigating the NewTom Group, Inc.,  private placement offered through Rockwell Global Capital.   NewTom Group was marketing a 12% return for the purchase of the NewTom Series A Convertible preferred shares. NewTom Group is the holding company for a chain of restaurants doing business under the name Pomodornio Ristorante […]

Soreide Law Group, PLLC, has filed ten FINRA arbitrations against Rockwell Global Capital, LLC, for their involvement in the sale of the Simply Fit Beverage Company's private placement. Rockwell Global Capital acted as the placement agent for the $3,000,000 offering of Simply Fit. Simply Fit was a beverage company located in Pompano Beach, Florida. Most all […]