CHARLES LAWRENCE DORAINE (CHARLES DORAINE) CRD#: 70411, a former NEXT Financial Group broker from Corpus Christi, Texas, was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm on April 27, 2020. According to FINRA, without admitting or denying FINRA’s findings, CHARLES DORAINE consented to the sanction and to the […]

Unsuitability Lawsuits Filed Concerning Oriental Financial Services, Gustavo Melendez Gustavo Velazquez Melendez (CRD#: 4477946, Humacao, Puerto Rico) used to be an Oriental Financial Services Corp. general securities representative. Apparently, Melendez was associated with the firm between March 30, 2006 and March 6, 2017. Critically, FINRA BrokerCheck shows that approximately 29 customers have filed investment-related disputes […]

Florida-based Soreide Law Group obtained the following information from FINRA’s March 2017 Disciplinary Report: Dennis Coral (CRD #4561718, Miami, Florida) was suspended by FINRA for 15 business days and due to his financial status, no monetary sanction has been imposed following allegations that Dennis Coral shared in losses sustained by his member firm’s client by […]