SEC Bars Wedbush Securities Broker Timary Delorme For Fraudulent Trading Scheme The Securities and Exchange Commission (“SEC”) issued an Order #3-18410 dated March 27, 2018 barring Wedbush Securities Inc. broker Timary Delorme (CRD#: 736418, Los Angeles, California) from engaging in brokerage or investment advisory activities. Specifically, Delorme, 60, submitted an Offer of Settlement to the […]

Soreide Law Group has filed several FINRA arbitration claims against financial advisors who were allegedly involved in a 'pump-and-dump' scheme involving shares of Cubed, Inc., The Staffing Group Ltd., CodeSmart, and StarStream Entertainment Inc. In a 'pump-and-dump' scheme, the broker/financial advisor pumps up the price of the stock to their clients to give the appearance […]

In an August 8, 2014, SAN ANTONIO EXPRESS NEWS article, Patrick Danner writes about the stock broker Matthew A. Bell, and others, charged with securities fraud. Bell was arrested last month after he, along with six others, were indicted in a $300 million stock manipulation scheme. The Securities and Exchange Commission (SEC) also filed civil […]

Soreide Law Group has already filed three FINRA arbitration claims against financial advisor, Matthew A. Bell and have been contacted by multiple investors looking to also pursue claims. Matthew A. Bell, Craig L. Josephberg, and other financial advisors, were allegedly involved in a 'pump-and-dump' scheme involving shares of Cubed, Inc., The Staffing Group Ltd., CodeSmart, […]

Soreide Law Group is investigating claims on behalf of John Thomas Financial investors that have suffered losses investing in Liberty Silver (LBSV). Please contact one of our securities attorneys at 888-760-6552 to discuss your rights. In late August, 2012, there was a flurry of trading activity in shares of Liberty Silver Corp., which had the […]

The SEC, Securities and Exchange Commission, and FINRA, the Financial Industry Regulatory Authority Inc. warned investors yesterday that e-mail spam designed to dupe investors into “pump-and-dump” stock offerings is increasing. "Pump-and-dump" is defined as "an illegal practice in which investors attempt to artificially inflate the price of a stock by disseminating inaccurate or misleading information. […]