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September 4, 2025
Rafael Klein Facing David Lerner Associates Investor Claims About Misrepresentation

Investors reportedly complained about securities broker Rafael Scott Klein (also known as Rafe Klein) [CRD: 2865823, Westport, Connecticut], according to disclosures on FINRA BrokerCheck. Evidently, Klein joined David Lerner Associates Inc. on April 13, 2005, and Spirit of America Management Corp. on March 29, 2018. Keep reading to learn more about the disclosures involving Klein. […]

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