Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: RAYMOND JAMES & ASSOCIATES, INC., and their registered representative, RAYMOND SARDINA (Respondents). The Claimant is in his late sixties and resides in Venezuela. The Claimant’s previous broker had left RAYMOND JAMES and he was assigned to RAYMOND SARDINA. According to […]

Raymond Sardina (CRD #3068885, Miami, Florida) was suspended by FINRA for one month for allegedly borrowing $10,000 from a client. His member firm’s policies and procedures prohibit borrowing money from clients. Sardina repaid the loan while the individual was still a client of the firm. FINRA's findings stated that Sardina neither notified the firm that […]