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October 2, 2018
Cetera Faces Customer Claims Alleging Sales Practice Violations

Cetera Faces Customer Claims Alleging Sales Practice Violations Steven Franklin Brandt (CRD#: 2323730, Alexandria, Virginia) was a registered representative of Cetera Advisors LLC from January 1, 2004 and July 26, 2016. Brandt disclosed on FINRA BrokerCheck that his activities have resulted in a customer filing a Financial Industry Regulatory Authority (“FINRA”) Arbitration Case #18-02210 on […]

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