Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.

Concerns have emerged this year regarding investments in Strategic Storage Growth Trust III, a self-storage-focused Real Estate Investment Trust (REIT) sponsored by SmartStop Self Storage REIT. Investors are facing possible losses, as shares have recently traded below their initial value in the secondary market. Below, Soreide Law Group will provide a quick summary of the […]

FINRA fined securities broker Jeffrey Wayne Davidson [CRD: 4585780, Austin, Texas], and an investor complained about him. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, Davidson was employed by Purshe Kaplan Sterling Investments from 2022 to 2023. Also, he worked for Equitable Advisors LLC in 2022. The following information is an overview of the disclosures […]

In an article from InvestmentNews.com, Bruce Kelly writes that after avoiding the pitfalls of disastrous Regulation D deals during the past decade, Commonwealth Financial Network and LPL Financial LLC, are contending with potential fallout from a real estate private placement that faces pressure from its creditors. The financial advisers from both Commonwealth and LPL sold the […]