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February 9, 2015
Scottsdale AZ Firm Fined and Censured by FINRA for Alleged Misleading Statements Regarding Renewable Secured Debentures

Arque Capital, Ltd. (CRD #121192, Scottsdale, Arizona) was censured and fined $50,000 for allegedly selling approximately $3.53 million in an alternative investment known as Renewable Secured Debentures to approximately 40 investors while providing investors with their sales kit, which included a brochure with misleading statements. FINRA's findings stated that as the managing broker/dealer for the […]

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