The SEC’s amended Regulation S-P is no longer a theoretical privacy rule. In 2026, it functions as a combined privacy and cybersecurity compliance framework with specific operational, timing, and documentation requirements for SEC-registered investment advisers. One compliance deadline has already passed, and the next is imminent. The real issue for RIAs is no longer awareness […]

As the investment advisory industry continues to evolve, Registered Investment Advisers (RIAs) face increasing regulatory scrutiny, complex compliance obligations, and a rapidly shifting marketplace. Whether you are launching a new advisory firm or managing a well-established practice, having experienced legal counsel is no longer optional. It’s essential. At Soreide Law Group, PLLC, we provide comprehensive […]