Soreide Law Group is investigating possible investor claims against securities broker Ricardo Guimaraes [CRD: 5442981, St. Louis, Missouri]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Here is a brief summary of the disclosures about Guimaraes. Ricardo Guimaraes […]

Claims Against Wells Fargo’s Scott Hilton, Ricardo Guimaraes, Jason Pokorny Soreide Law Group is investigating possible claims of unsuitability against Wells Fargo Clearing Services, LLC brokers Scott Hilton, Ricardo Guimaraes and Jason Pokorny. Wells Fargo Clearing Services, LLC is a brokerage firm regulated by the Financial Industry Regulatory Authority (“FINRA”) and investment adviser firm regulated […]