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October 13, 2026
Richard Ganim Faces Reg BI Allegations From LPL Financial Client

Securities broker Richard Allen Ganim Jr., also known as Rick Ganim (CRD: 2447068), is based in Broadview Heights, Ohio, and is the subject of a client complaint involving alleged investment losses. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures, Ganim has worked for LPL Financial LLC since February 15, 2017, and Stratos Wealth Partners, […]

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