Medley LLC Files Bankruptcy The investment loss recovery lawyers at Soreide Law Group are reviewing possible investor claims against securities brokers and financial advisors who may have recommended investments in Medley LLC, run by Medley Management Inc. -- an alternative asset management firm. Notably, Medley LLC has filed for bankruptcy and investors might face large […]

Oppenheimer Clients File Investment Disputes About Michael Greenfield Soreide Law Group is reviewing whether to bring possible investor lawsuits against securities broker Michael Robert Greenfield (CRD#: 5406611, Boca Raton, Florida). Namely, Financial Industry Regulatory Authority (“FINRA”) reports that eight investors filed complaints or FINRA Arbitration Claims in regard to his sales practices. These disputes allege […]

Securities Broker Damian Bell In Hot Water Over Alternative Investment Disputes The Financial Industry Regulatory Authority (FINRA) reports troubling information in regard to securities broker Damian Marlon Bell (CRD#: 2348521, Daphne, Alabama). Notably, the securities broker, who worked for firms including International Assets Advisory, International Assets Investment Management, and WFG Investments, has been targeted by […]

Broker Ronald Birnbaum Involved In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by securities broker Ronald Birnbaum (CRD#: 2382580, Newton, Massachusetts). Evidently, Birnbaum works for Advisory Group Equity Services Ltd. as a stockbroker and Trust Advisory Group Ltd. as a financial advisor. Notably, he is involved in six investor […]

Did Your Broker, Advisor Recommend Direxion Daily Energy Bull 2X Shares (NYSEARCA: ERX)? Soreide Law Group is investigating potential investor claims of sales practice violations against financial advisors and securities brokers who recommended or sold Direxion Daily Energy Bull 2X Shares (NYSEARCA: ERX). Evidently, ERX is a leveraged equity fund issued by Direxion Funds. It […]

Broker Sean Kelly Apparently Misused Funds, Defrauding Investors Soreide Law Group is reviewing possible investor lawsuits against securities broker Sean Joseph Kelly (CRD#: 2294170, Marietta, Georgia). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that 6 investors brought disputes about the securities broker, who worked for Capital Financial Services (2012 to 2017) and Center Street […]

Ameritas Clients Indicate Tommy Lawrence Misrepresented Investments Soreide Law Group is investigating potential investor claims of bad business practices by securities broker Thomas “Tommy” H. Lawrence III [CRD#: 1839619, Chapel Hill, Tennessee]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that 3 clients contested the securities recommendations or sales of the securities broker, who worked […]

IFG, Berthel Clients File Disputes About Shawn Davis' Alternative Investment Sales Soreide Law Group is looking into potential investor disputes against securities broker Shawn Bruce Davis [CRD#: 2911230, Auburn, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that at least 10 clients took issue with the broker, who worked for Independent Financial Group, Berthel […]

LPL Financial's Nicholas Travascio Allegedly Recommended Unsuitable REITs Investors are voicing complaints and serious concerns in regard to Nicholas Travascio [CRD#: 2581756, Hurst, Texas]. Supposedly, the securities broker, who worked for LPL Financial between May 1999 and December 2018, discloses 3 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Namely, LPL Financial clients indicate […]