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July 24, 2013
Tsunami Lakeshore Integrated Funds

Did your broker sell you the Tsunami Lakeshore Integrated Funds? The Tsunami Lakeshore Integrated Fund, LLC, is being investigated by the US Commodity Futures Trading Commission as a fraudulent investment scam. Tsunami Capital, LLC was incorporated in 2002 and was located at 455 North Cityfront Plaza Drive, in Chicago, Illinois. This company was in the […]

June 24, 2013
HKC Securities (nka ACGM, Inc.) and Principal Broker Fined and Censured by FINRA

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” HKC Securities, Inc. nka ACGM, Inc. (CRD #29705, New York, New York) and Harold Kenneth Cohen (CRD #49888, Registered Principal, Palm Beach, Florida) the firm was censured and fined $50,000, […]

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