Fort Lauderdale-based Soreide Law Group, (888) 760-6552, recently obtained the following summary of information located on FINRA’s website, under “Disciplinary and Other FINRA Actions, August, 2014.” 79 Capital Securities, LLC (CRD #145511, Orlando, Florida) and Michael Maurice Ward (CRD #2853262, Orlando, Florida) 79 Capital Securities was censured and fined $25,000, jointly with Michael M. Ward […]

Infinex Investments, Inc. (CRD #35371, Meriden, Connecticut) was censured, fined $75,000 by FINRA, and ordered to pay $287,171.75 in restitution to it's clients. Infinex Investments, Inc., allegedly failed to review non-traditional exchange-traded funds (ETFs) at the same level that other new products offered for sale to their customers. FINRA's findings stated that Infinex Investments registered […]

Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]

Did you suffer investment losses in ArciTerra LLC investments, such as the ArciTerra note program or the ArciTerra National REIT? The Phoenix based ArciTerra Group, LLC, has been incorporated since 2005. They acquire, hold, develop, manage, lease, and sell real estate properties in North America, including single/multi-tenant retail, office, and industrial properties, neighborhood and community […]