FINRA BrokerCheck shows regulatory sanctions and investor claims concerning Robert C. David Jr. [CRD: 5211223, Farmington Hills, Michigan]. Evidently, he worked for Morgan Stanley from June 1, 2009, to April 2, 2019. Notably, the sanctions concern allegations of falsifying information and overconcentrating investor accounts in risky products. Also, investor disputes center around allegations of misrepresentation […]

Morgan Stanley Clients Indicate That Robert David Sold Unsuitable Bonds Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that between 2019 and 2020, Morgan Stanley investors filed four disputes about securities broker Robert C. David Jr. (CRD#: 5211223, Farmington Hills, Michigan) suggesting that he sold unsuitable, unauthorized and misrepresented investments. Not only that, but […]